QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. | 2013 | FY | 3


A summary of our outstanding warrants as of December 31, 2013 is as follows:
Issue Date
Expiration Date
 
Shares Subject to Outstanding Warrants
 
Exercise Price at End of Period
 
Reference
October 27, 2006
April 27, 2014
 
372,770

 
$
1.51

 
(1) (2) (3)
June 22, 2007
December 22, 2014
 
64,392

 
$
167.20

 
(3)
August 25, 2008
August 25, 2015
 
349,741

 
$
154.40

 
(1) (2) (3)
August 3, 2009
August 3, 2014
 
7,985

 
$
68.00

 
(4)
September 4, 2009
September 4, 2014
 
20,834

 
$
68.00

 
(4)
April 30, 2010 through July 1, 2010
April 30, 2015 through July 1, 2015
 
55,473

 
$
72.80

 
*
October 13, 2010 and October 19, 2010
October 13, 2015 and October 19, 2015
 
9,037

 
$
53.60

 
*
January 3, 2011
February 18, 2014
 
69,441

 
$
36.00

 
*
January 12, 2011
January 12, 2014
 
32,969

 
$
36.80

 
*
February 18, 2011
February 18, 2016
 
189,836

 
$
26.28

 
*
February 18, 2011; Series "B"
February 18, 2016
 
98,481

 
$
24.00

 
(3)
May 9, 2011
May 8, 2014
 
19,611

 
$
11.68

 
*
May 20, 2011
May 19, 2014
 
22,576

 
$
11.68

 
*
June 15, 2011
June 15, 2016
 
361,458

 
$
15.40

 
*
June 15, 2011
June 15, 2018
 
11,250

 
$
12.48

 
*
June 15, 2011
June 15, 2018
 
30,064

 
$
15.40

 
*
June 20, 2011
June 20, 2016
 
14,269

 
$
15.60

 
*
June 20, 2011
June 20, 2018
 
31

 
$
15.60

 
*
July 6, 2011
July 6, 2016
 
104,929

 
$
15.40

 
*
August 23, 2011
August 23, 2016
 
28,750

 
$
15.40

 
*
September 29, 2011
September 29, 2016
 
4,782

 
$
3.32

 
(4)
October 12, 2011
October 12, 2016
 
141,068

 
$
3.32

 
(4)
October 17, 2011 through October 21, 2011
October 17, 2016 through October 21, 2016
 
19,138

 
$
10.56

 
*
November 2, 2011
November 2, 2014
 
134,998

 
$
8.48

 
*
December 21, 2011
December 21, 2016
 
1,329,980

 
$
4.88

 
*
January 19, 2012
January 19, 2017
 
33,187

 
$
4.88

 
*
March 20, 2012; Series "B"
March 20, 2017
 
1,311,000

 
$
4.08

 
*
March 21, 2012; Series "B"
March 21, 2017
 
1,290,325

 
$
4.08

 
*
May 3, 2012; Series "B"
May 3, 2017
 
27,612

 
$
4.08

 
*
May 7, 2012
May 7, 2019
 
50,000

 
$
3.60

 
*
June 14, 2012; Series "B"
June 14, 2017
 
51,112

 
$
4.08

 
*
June 22, 2012
June 22, 2017
 
1,007,457

 
$
3.40

 
*
June 28, 2012
June 28, 2017
 
56,682

 
$
3.40

 
*
July 25, 2012
July 25, 2017
 
109,024

 
$
3.56

 
*
January 24, 2013
July 25, 2018
 
11,250

 
$
2.84

 
(3)
September 18, 2013
March 18, 2019
 
3,411,235

 
$
2.30

 
*
December 31, 2013
 
10,852,747

 
 
 
 
* Warrant contract does not provide for an exercise price reset provision.




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