TWO RIVERS WATER & FARMING Co | 2013 | FY | 3


 

Grantee

Company Relationship

Shares

Date of Grant

Vesting Date

Expiration Date

Exercise Price

Broker Dealer Series B Debt

Placement Agents

170,624

Aug-11

Aug-11

Sep-14

$2.50

Holders of Series B Debt

Investors

90,000

Aug-11

Aug-11

Sep-14

$2.50

Boenning Scattergood

Financial Advisor

250,000

May-11

May-11

May-16

$2.00

Investor Group

Investors

300,000

Feb-12

Mar-12

(1)

(1)

Wedbush Securities

Financial Advisor

200,000

Jun-12

Jun-12

Jun-17

$1.20

Dionisio Farms & Produce, Inc.

Investors in subsidiary

1,700,000

Dec-12

Dec-12

Dec-17

$3.00

Two Rivers Farms F-1

Investors in subsidiary

994,375

Dec-12

Dec-12

Dec-17

$3.00

Two Rivers Farms F-2

Investors in subsidiary

2,696,210

Dec-12

Dec-12

Dec-17

$3.00

Two Rivers Farms F-2

Remaining debt holders

225,000

Aug-11

Aug-11

Dec-12

$2.50

Bridge Loan conversion

Investors

1,897,000

Dec-12

Dec-12

Dec-17

$3.00

HCIC Note Holders

Creditors

1,367,000

Jun-13

Jun-13

Jun-18

$3.00

9,890,209


us-gaap:ScheduleOfStockholdersEquityNoteWarrantsOrRightsTextBlock