Vanguard Energy Corp | 2013 | FY | 3


 

        Exercise     Shares Issuable Upon Exercise of Warrants  
Series Issuance Date Expiration Date   Price     2013     2012  
Series A December 1, 2010 October 31, 2014   $ 4.00       1,700,000       1,700,000  
Series B December 1, 2010 October 31, 2014   $ 1.20       340,000       340,000  
Series B December 1, 2010 October 31, 2014   $ 4.00       170,000       170,000  
Series B December 1, 2010 March 31, 2011(1)   $ 0.10       -       -  
Series C February 28, 2011 February 28, 2016   $ 2.00       1,500,000       1,500,000  
Series D February 28, 2011 February 28, 2016   $ 1.20       150,000       150,000  
Class A December 2, 2011 November 29, 2016   $ 1.50       4,800,000       4,800,000  
Series E June 29, 2012 June 15, 2017   $ 1.55       296,300       296,300  
Series E July 6, 2012 June 15, 2017   $ 1.55       72,500       72,500  
Series E July 31, 2012 June 15, 2017   $ 1.55       57,160       57,160  
Series E September 5, 2012 June 15, 2017   $ 1.55       111,400       111,400  


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